PB Compliance Coverage

Credit Suisse - Mumbai, Maharashtra - An exciting opportunity to join the compliance team in Asia Pacific. The position offers a rare opportunity to be part of a dynamic global business, with excellent opportunities for improving compliance knowledge and knowledge of global practices. The person performing this role will work closely with a tight-knit and highly experienced regional/local compliance team. We Offer The primary responsibilities of this position are to provide support to compliance coverage for Private Banking – India operating under SEBI - Portfolio Manager, Investment adviser and AMFI - ARN license including You will be tracking regulatory developments, alert relevant partners and assist in implementing the same. You will conduct compliance monitoring reviews, policy updates etc. Well versed with regulatory requirement with respect to Portfolio manager, Investment Adviser Distributer. You will ensure timely submission of, regulatory or internal filing / reports / queries/ applications etc...

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